Change of Director’s Interest Notice x 4
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y Change of Director’s Interest Notice Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 30/09/01 Amended 01/01/11
Name of entity THE AGENCY GROUP AUSTRALIA LIMITED ABN 118 913 232
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director Adam Davey
Date of last notice 4 April 2018
Part 1 – Change of director’s relevant interests in securities In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
Direct or indirect interest Indirect
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. Mr Adam Davey & Mrs Marisa Davey <The Davey Super Fund A/C> (Beneficiary)
Court Securities Pty Ltd (Director and beneficiary)
Mr Adam Davey <Tony Leibowitz & Noah Davey> (Trustee)
Mr Adam Davey <Shenton Park Investments A/C> (Beneficiary)
Mrs Marisa Davey (Spouse)
Date of change 19 December 2018 Bonus Issue & 11 January 2019
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
No. of securities held prior to change DIRECT 266,667* Performance Shares
INDIRECT 20,321* Ordinary Shares 4,762* Options, exercisable at $4.50 expiring 30 Apr 2019 Held by Court Securities Pty Ltd (Director & Beneficiary)
83* Ordinary Shares Held by Mr Adam Davey <Tony Leibowitz & Noah Davey> (Trustee)
10,067* Ordinary Shares Held by Mr Adam Davey & Mrs Marisa Davey <The Davey Super Fund A/C> (Beneficiary)
67* Ordinary Shares Held by Mr Adam Davey <Shenton Park Investments A/C> (Beneficiary)
34* Ordinary Shares Held by Mrs Marisa Davey (Spouse)
Class Fully paid ordinary shares Options
Number acquired 1.) 18,350 Ordinary Shares through Bonus Issue 2.) 333,333 Options
Number disposed Nil.
Value/Consideration Nil Note: If consideration is non-cash, provide details and estimated valuation
+ See chapter 19 for defined terms.
Appendix 3Y Page 2 01/01/2011
Appendix 3Y Change of Director’s Interest Notice
No. of securities held after change, DIRECT 266,667 Performance Shares
INDIRECT 32,516 Ordinary Shares 4,762 Options, exercisable at $4.50 expiring 30 Apr 2019 Held by Court Securities Pty Ltd (Director & Beneficiary)
135 Ordinary Shares Held by Mr Adam Davey <Tony Leibowitz & Noah Davey> (Trustee)
16,108 Ordinary Shares Held by Mr Adam Davey & Mrs Marisa Davey <The Davey Super Fund A/C> (Beneficiary)
108 Ordinary Shares 333,333 Options exercisable at 30 cents expiring 11 Jan 2022 Held by Mr Adam Davey <Shenton Park Investments A/C> (Beneficiary)
55 Ordinary Shares Held by Mrs Marisa Davey (Spouse)
Nature of change Bonus issue of shares on a 6 for 10 basis & Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back issue of ordinary shares in accordance with Resolution 12 of a General Meeting of shareholders held on 28 November 2018
Part 2 – Change of director’s interests in contracts Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
Detail of contract Not applicable.
Nature of interest Not applicable.
Name of registered holder Not applicable. (if issued securities)
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
Appendix 3Y Change of Director’s Interest Notice
Date of change Not applicable.
No. and class of securities to Not applicable. which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed
Interest acquired Not applicable.
Interest disposed Not applicable.
Value/Consideration Not applicable. Note: If consideration is non-cash, provide details and an estimated valuation
Interest after change Not applicable.
Part 3 – +Closed period
Were the interests in the securities or contracts detailed No. above traded during a +closed period where prior written clearance was required? If so, was prior written clearance provided to allow the Not applicable. trade to proceed during this period? If prior written clearance was provided, on what date was Not applicable. this provided?
+ See chapter 19 for defined terms.
Appendix 3Y Page 4 01/01/2011
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y Change of Director’s Interest Notice Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 30/09/01 Amended 01/01/11
Name of entity THE AGENCY GROUP AUSTRALIA LIMITED ABN 118 913 232
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director John Kolenda
Date of last notice 20 December 2016
Part 1 – Change of director’s relevant interests in securities In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
Direct or indirect interest Indirect
Nature of indirect interest -1.) Daring Investments Pty Ltd (Director and (including registered holder) shareholder) Note: Provide details of the circumstances giving rise to the relevant interest. -2.) Daring Investments Pty Ltd <Kolenda Family A/C> (Director and beneficiary)
Date of change 11 January 2019
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
No. of securities held prior to change DIRECT 266,667* Performance Shares
INDIRECT 1,423,946* Ordinary Shares 474,649* Performance Shares
(1) Held by Finsure Holdings Pty Ltd which is wholly owned by Goldfields Money Limited in which he is a director and holds indirect shareholdings
* Securities listed on a post-consolidation basis
Class Fully paid ordinary shares
Number acquired 1.) 1,827,599 Top Level Consideration Shares 2.) 9,633,333 Capital Raising Shares 3.) 6,160,000 Repayment of Top Level Loan Shares
Number disposed Nil.
(1) No longer holds a relevant interest in Finsure Holdings Pty Ltd which was acquired by Goldfields Money Limited on 17 Sep 2018 Value/Consideration $0.30 per share Note: If consideration is non-cash, provide details and estimated valuation
+ See chapter 19 for defined terms.
Appendix 3Y Page 2 01/01/2011
Appendix 3Y Change of Director’s Interest Notice
No. of securities held after change, DIRECT
266,667 Performance Shares
INDIRECT
7,987,599 Ordinary Shares
Held by Daring Investments Pty Ltd (Director and shareholder)
9,633,333 Ordinary Shares
Held by Daring Investments Pty Ltd <Kolenda Family A/C> (Director and beneficiary)
Nature of change Issue of ordinary shares in accordance with Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back Resolution 3, 6, 8 of a General Meeting of shareholders held on 28 November 2018
Part 2 – Change of director’s interests in contracts Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
Detail of contract Not applicable.
Nature of interest Not applicable.
Name of registered holder Not applicable. (if issued securities)
Date of change Not applicable.
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
Appendix 3Y Change of Director’s Interest Notice
No. and class of securities to Not applicable. which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed
Interest acquired Not applicable.
Interest disposed Not applicable.
Value/Consideration Not applicable. Note: If consideration is non-cash, provide details and an estimated valuation
Interest after change Not applicable.
Part 3 – +Closed period
Were the interests in the securities or contracts detailed No. above traded during a +closed period where prior written clearance was required? If so, was prior written clearance provided to allow the Not applicable. trade to proceed during this period? If prior written clearance was provided, on what date was Not applicable. this provided?
+ See chapter 19 for defined terms.
Appendix 3Y Page 4 01/01/2011
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y Change of Director’s Interest Notice Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 30/09/01 Amended 01/01/11
Name of entity THE AGENCY GROUP AUSTRALIA LIMITED ABN 118 913 232
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director Paul Niardone
Date of last notice 20 December 2016
Part 1 – Change of director’s relevant interests in securities In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
Direct or indirect interest Indirect
Nature of indirect interest – 1.) Trindis Pty Ltd (Director & beneficiary) (including registered holder) – 2.) Spouse Note: Provide details of the circumstances giving rise to the relevant interest.
Date of change 19 December 2018 Bonus Issue & 11 January 2019 No. of securities held prior to change INDIRECT Trindis Pty Ltd (Director & Beneficiary)
348,710* Ordinary Shares
116,237* Performance Shares
Spouse 34* Ordinary Shares
* Securities listed on a post-consolidation basis
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
Class Fully paid ordinary shares
Number acquired 1.) 209,226 Bonus Issue & 833,333 2.) 22 Bonus Issue
Number disposed Nil.
Value/Consideration 1.) Nil Note: If consideration is non-cash, provide details and estimated valuation 2.) Nil
No. of securities held after change, INDIRECT Trindis Pty Ltd (Director & Beneficiary)
1,391,269 Ordinary Shares
116,237 Performance Shares
Spouse 56 Ordinary Shares
Nature of change Bonus issue of shares on a 6 for 10 basis & Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back issue of ordinary shares in accordance with Resolution 11 of a General Meeting of shareholders held on 28 November 2018
+ See chapter 19 for defined terms.
Appendix 3Y Page 2 01/01/2011
Appendix 3Y Change of Director’s Interest Notice
Part 2 – Change of director’s interests in contracts Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
Detail of contract Not applicable.
Nature of interest Not applicable.
Name of registered holder Not applicable. (if issued securities)
Date of change Not applicable.
No. and class of securities to Not applicable. which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed
Interest acquired Not applicable.
Interest disposed Not applicable.
Value/Consideration Not applicable. Note: If consideration is non-cash, provide details and an estimated valuation
Interest after change Not applicable.
Part 3 – +Closed period
Were the interests in the securities or contracts detailed No. above traded during a +closed period where prior written clearance was required? If so, was prior written clearance provided to allow the Not applicable. trade to proceed during this period? If prior written clearance was provided, on what date was Not applicable. this provided?
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y Change of Director’s Interest Notice Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 30/09/01 Amended 01/01/11
Name of entity THE AGENCY GROUP AUSTRALIA LIMITED ABN 118 913 232
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director Philip Re
Date of last notice 20 December 2016
Part 1 – Change of director’s relevant interests in securities In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
Direct or indirect interest Indirect
Nature of indirect interest – 1.) Mr Philip Re <Re Super Fund (including registered holder) (Beneficiary) Note: Provide details of the circumstances giving rise to the relevant interest. – 2.) Traditional Securities Group Pty Ltd <LPR Family A/C> (Director & beneficiary)
Date of change 19 December 2018
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
No. of securities held prior to change DIRECT 344,445* Performance Shares
INDIRECT Philip Re & Leah Re <Re Superannuation A/C> (Beneficiary)
131,499* Ordinary Shares
43,834* Performance Shares
Traditional Securities Group Pty Ltd <LPR Family A/C> (Director & beneficiary)
4,167* Ordinary Shares
* Securities listed on a post-consolidation basis
Class Fully paid ordinary shares
Number acquired 1.) 78,902 2.) 2,501
Number disposed Nil.
Value/Consideration 1.) Nil Note: If consideration is non-cash, provide details and estimated valuation 2.) Nil
+ See chapter 19 for defined terms.
Appendix 3Y Page 2 01/01/2011
Appendix 3Y Change of Director’s Interest Notice
No. of securities held after change, DIRECT 344,445 Performance Shares
INDIRECT Philip Re & Leah Re <Re Superannuation A/C> (Beneficiary)
210,401 Ordinary Shares
43,834* Performance Shares
Traditional Securities Group Pty Ltd <LPR Family A/C> (Director & beneficiary)
6,668 Ordinary Shares
Nature of change Bonus issue of shares on a 6 for 10 basis Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back
Part 2 – Change of director’s interests in contracts Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
Detail of contract Not applicable.
Nature of interest Not applicable.
Name of registered holder Not applicable. (if issued securities)
Date of change Not applicable.
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
Appendix 3Y Change of Director’s Interest Notice
No. and class of securities to Not applicable. which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed
Interest acquired Not applicable.
Interest disposed Not applicable.
Value/Consideration Not applicable. Note: If consideration is non-cash, provide details and an estimated valuation
Interest after change Not applicable.
Part 3 – +Closed period
Were the interests in the securities or contracts detailed No. above traded during a +closed period where prior written clearance was required? If so, was prior written clearance provided to allow the Not applicable. trade to proceed during this period? If prior written clearance was provided, on what date was Not applicable. this provided?
+ See chapter 19 for defined terms.
Appendix 3Y Page 4 01/01/2011