Information Form and Checklist

Information Form and Checklist (ASX Listing) Name of entity ABN/ARBN/ARSN

NAMIBIAN COPPER LIMITED to be renamed Ausnet 52 118 913 232 Financial Services Limited

We (the entity named above) supply the following information and documents to support our application for admission to the official list of ASX Limited (ASX) as an ASX Listing.

Note: the entity warrants in its Appendix 1A ASX Listing Application and Agreement that the information and documents referred to in this Information Form and Checklist are (or will be) true and complete and indemnifies ASX to the fullest extent permitted by law in respect of any claim, action or expense arising from, or connected with, any breach of that warranty. Any Annexures to this Information Form and Checklist form part of the Information Form and Checklist and are covered by the warranty referred to above. Terms used in this Information Form and Checklist and in any Annexures have the same meaning as in the ASX Listing Rules.

Part 1 – Key Information Instructions: please complete each applicable item below. If an item is not applicable, please mark it as “N/A”.

All entities – corporate details1

Place of incorporation or Western Australia establishment

Date of incorporation or 22 March 2006 establishment

Legislation under which Western Australia incorporated or established

Address of registered office in Suite 12, Level 1 place of incorporation or 11 Ventnor Avenue establishment WEST PERTH WA 6005

1 If the entity applying for admission to the official list is a stapled structure, please provide these details for each entity comprising the stapled structure.

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Main business activity Namibian Copper was incorporated on 22 March 2006 and was admitted to the official list of the ASX (originally as Noah Resources Limited) on 18 December 2007 originally for the purpose of conducting base metal and gold exploration in the Lachlan Fold Belt of southern New South Wales. As announced to the ASX on 14 December 2015, the Company has now moved to change the nature and scale of its operations through the acquisition of all the issued shares in Ausnet Real Estate Services Pty Ltd (Ausnet), a Perth-based real estate and financial services group of companies. The Ausnet group of companies offer the following services:  Real estate sales and property management  Investment property services  Mortgage and finance broking  Settlement services  Financial planning  General insurance

Other exchanges on which the N/A entity is listed

Street address of principal Suite 12, Level 1 administrative office 11 Ventnor Avenue WEST PERTH WA 6005

Postal address of principal PO Box 52 administrative office WEST PERTH WA 6005

Telephone number of principal +61 8 6141 3500 administrative office

E-mail address for investor info@veriluma.com enquiries

Website URL www.veriluma.com

All entities – management details2

Full name and title of Mr Neil Warburton (Non-Executive Chairman) – Retiring CEO/managing director Mr Paul Niardone (Chief Executive Officer) – Elect

Full name and title of chairperson Mr Neil Warburton (Non-Executive Chairman) – Retiring of directors Mr Philip Re (Non-Executive Chairman) – Elect

Full names of all existing directors Mr Michael Curnow (Non-Executive Director) – Retiring Mr Gregory Hall (Non-Executive Director) – Retiring Mr Ross Cotton (Non-Executive Director) – To continue as Non- Executive Director post acquisition

2 If the entity applying for admission to the official list is a trust, enter the management details for the responsible entity of the trust.

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Full names of any persons Mr Philip Re (Non-Executive Chairman) – Elect proposed to be appointed as Mr Paul Niardone (Chief Executive Officer) – Elect additional or replacement directors Mr Adam Davey (Non-Executive Director) – Elect MR John Kolenda (Non-Executive Director) – Elect

Full name and title of company Mr Jay Richard Stephenson – Company Secretary secretary

All entities – ASX contact details3

Full name and title of ASX Mr Jay Richard Stephenson – Company Secretary contact(s)

Business address of ASX Suite 12, Level 1 contact(s) 11 Ventnor Avenue WEST PERTH WA 6005

Business phone number of ASX + 61 8 6141 3500 contact(s)

Mobile phone number of ASX 0412 474 180 contact(s)

Email address of ASX contact(s) jay@wolfstargroup.com.au

All entities – auditor details4

Full name of auditor Bentleys

All entities – registry details5

Name of securities registry Advanced Share Registry Ltd

Address of securities registry 110 Stirling Highway NEDLANDS WA 6009

Phone number of securities +61 8 9389 8033 registry

Fax number of securities registry +61 8 9262 3723

Email address of securities n.bhatt@advancedshare.com.au registry

Type of subregisters the entity CHESS and certificated sub registers 6 will operate

3 Under Listing Rule 1.1 Condition 12, a listed entity must appoint a person responsible for communication with ASX. You can appoint more than one person to cater for situations where the primary nominated contact is not available. 4 In certain cases, ASX may require the applicant to provide information about the qualifications and experience of its auditor for release to the market before quotation commences (see Guidance Note 1 section 2.10). 5 If the entity has different registries for different classes of securities, please indicate clearly which registry details apply to which class of securities. 6 Example: CHESS and issuer sponsored subregisters (see Guidance Note 1 section 3.16).

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All entities – key dates

Annual balance date 30 June

Month in which annual meeting is November usually held (or intended to be 7 held)

Months in which dividends or N/A distributions are usually paid (or are intended to be paid)

Trusts – additional details

Name of responsible entity N/A

Duration of appointment of Refer to Annexure 4 – Constitution: directors of responsible entity  Clause 14.3

Full names of the members of the N/A compliance committee (if any)

Entities incorporated or established outside Australia – additional details

Name and address of the entity’s N/A Australian agent for service of process

If the entity has or intends to N/A have a certificated subregister for quoted securities, the location of the Australian subregister

Address of registered office in N/A Australia (if any)

Entities listed or to be listed on another exchange or exchanges

Name of the other exchange(s) N/A where the entity is or proposes to be listed

Is the ASX listing intended to be N/A the entity’s primary or secondary listing

7 May not apply to some trusts.

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Part 2 – Checklist Confirming Compliance with Admission Requirements Instructions: please indicate in the “Location/Confirmation” column for each item below and in any Annexures where the information or document referred to in that item is to be found (eg in the case of information, the specific page reference in the Offer Document where that information is located or, in the case of a document, the folder tab number where that document is located). If the item asks for confirmation of a matter, you may simply enter “Confirmed”” in the “Location/Confirmation” column. If an item is not applicable, please mark it as “N/A”. In this regard, it will greatly assist ASX and speed up its review of the application if the various documents referred to in this Checklist and any Annexures (other than the 25 copies of the applicant’s Offer Document referred to in item 4) are provided in a folder separated by numbered tabs and if the entity’s constitution and copies of all material contracts are provided both in hard copy and in electronic format. Note that completion of this Checklist and any Annexures is not to be taken to represent that the entity is necessarily in full or substantial compliance with the ASX Listing Rules or that ASX will admit the entity to its official list. Admission to the official list is in ASX’s absolute discretion and ASX may refuse admission without giving any reasons (see Listing Rule 1.19). A reference in this Checklist and in any Annexures to the “Offer Document” means the listing prospectus, product disclosure statement or information memorandum lodged by the applicant with ASX pursuant to Listing Rule 1.1 Condition 3. If the applicant lodges a supplementary or replacement prospectus, product disclosure statement or information memorandum with ASX, ASX may require it to update this Checklist and any Annexures by reference to that document.

All entities – key supporting documents o N Item Location/Confirmation 1. A copy of the entity’s certificate of incorporation, Refer to Annexure 2: certificate of registration or other evidence of status (including any change of name)  Certificate of Registration  Change of Name  ASIC Gazette A29 – Change of Company Type  ASIC Company search 7 July 2016

2. A copy of the entity’s constitution (Listing Rule 1.1 Refer to Annexure 4 – Constitution 8 Condition 1A)

3. Either: Refer to Annexure 4 – Constitution: (a) confirmation that the entity’s constitution includes the provisions of Appendix 15A or Appendix 15B (as  Clause 4.4 – Listing Rules applicable); or  Clause 6.11 – Compliance with Listing (b) a completed checklist that the constitution complies Rules and Corporations Act 9 with the Listing Rules (Listing Rule 1.1 Condition 2)  Clause 7.7 – Listing Rules and ASX Settlement Operating Rules  Clause 33 – Compliance (or inconsistency) with the Listing Rules

4. An electronic version and 25 copies of the Offer Refer to Annexure 3 – Prospectus: Document, as lodged with ASIC (Listing Rule 1.1 Condition 3)  One (1) copy of the Prospectus is provided now. Additional copies to be forwarded as soon as printing is completed.

8 It will assist ASX if the copy of the constitution is provided both in hard copy and in electronic format. 9 An electronic copy of the checklist is available from the ASX Compliance Downloads page on ASX’s website.

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o N Item Location/Confirmation

10 5. If the entity’s corporate governance statement is Refer to Annexure 3 Prospectus: included in its Offer Document, the page reference where it is included. Otherwise, a copy of the entity’s corporate  Section 8.2 – Corporate Governance – governance statement (Listing Rule 1.1 Condition 13) page 73

Refer to Annexure 5 – NCO 2016 Annual Report:

 NCO Corporate Governance Statement – page 21

6. If the entity will be included in the S & P All Ordinaries N/A 11 Index on admission to the official list, where in its Offer Document does it state that it will have an audit committee (Listing Rule 1.1 Condition 13)

7. If the entity will be included in the S & P / ASX 300 Index N/A 12 on admission to the official list, where in its Offer Document does it state that it will comply with the recommendations set by the ASX Corporate Governance Council in relation to composition and operation of the audit committee (Listing Rule 1.1 Condition 13)

8. Original executed agreement with ASX that documents Refer to Annexure 1 – ASX Listing Application may be given to ASX and authenticated electronically & Agreement 13 (Listing Rule 1.1 Condition 14)

9. If the entity’s trading policy is included in its Offer Refer to Annexure 3 Prospectus: Document, the page reference where it is included. Otherwise, a copy of the entity’s trading policy (Listing  Section 8.2.8 – Securities Trading Rule 1.1 Condition 15) Disclosure – page 58

Refer to Annexure 11:

 Share Trading Policy

10. If the entity will be included in the S & P / ASX 300 Index N/A 14 on admission to the official list, where in its Offer Document does it state that it will have a remuneration committee comprised solely of non-executive directors (Listing Rule 1.1 Condition 16)

15 11. For each director or proposed director, a list of the Mr Neil Warburton – Australia countries in which they have resided over the past Mr Michael Curnow – Australia

10 The entity’s “corporate governance statement” is the statement disclosing the extent to which the entity will follow, as at the date of its admission to the official list, the recommendations set by the ASX Corporate Governance Council. If the entity does not intend to follow all the recommendations on its admission to the official list, the entity must separately identify each recommendation that will not be followed and state its reasons for not following the recommendation and what (if any) alternative governance practices it intends to adopt in lieu of the recommendation. 11 If the entity is unsure whether they will be included in the S & P All Ordinaries Index on admission to the official list, they should contact ASX or S & P. 12 If the entity is unsure whether they will be included in the S & P / ASX 300 Index on admission to the official list, they should contact ASX or S & P. 13 An electronic copy of the ASX Online Agreement is available from the ASX Compliance Downloads page on ASX’s website. 14 If the entity is unsure whether they will be included in the S & P / ASX 300 Index on admission to the official list, they should contact ASX or S & P. 15 If the entity applying for admission to the official list is a trust, references in items 11, 12, 13, 14 and 15 to a director or proposed director mean a director or proposed director of the responsible entity of the trust.

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o N Item Location/Confirmation 10 years (Listing Rule 1.1 Condition 17 and Guidance Mr Gregory Hall – Australia 16 Note 1 section 3.15) Mr Ross Cotton – Australia Mr Paul Niardone – Australia Mr Philip Re – Australia Mr Adam Davey – Australia Mr John Kolenda – Australia

12. For each director or proposed director who is or has in Refer to Annexure 6 – ASX Listing Rules – the past 10 years been a resident of Australia, an original Guidance Note 12 & Results of NCO AGM’s or certified true copy of a national criminal history check held 2014 & 2015: obtained from the Australian Federal Police, a State or Territory police service or a broker accredited by CrimTrac  For current Directors, Neil which is not more than 12 months old (Listing Rule 1.1 Warburton, Michael Curnow and Condition 17 and Guidance Note 1 section 3.15) Greg Hall

Refer to Annexure 7 – National Criminal History Check:

 For current Director, Ross Cotton – National Crime Check has been requested and will be delivered to ASX as soon as it is received

Results of NCO GM held 20 July 2016:

 For incoming Directors, Paul Niardone, Philip Re, Adam Davey and John Kolenda

13. For each director or proposed director who is or has in N/A the past 10 years been a resident of a country other than Australia, an original or certified true copy of an equivalent national criminal history check to that mentioned in item 12 above for each country in which the director has resided over the past 10 years (in English or together with a certified English translation) which is not more than 12 months old or, if such a check is not available in any such country, a statutory declaration from the director confirming that fact and that he or she has not been convicted in that country of: (a) any criminal offence involving fraud, dishonesty, misrepresentation, concealment of material facts or breach of director’s duties; or (b) any other criminal offence which at the time carried a maximum term of imprisonment of five years or more (regardless of the period, if any, for which he or she was sentenced), or, if that is not the case, a statement to that effect and a detailed explanation of the circumstances involved (Listing Rule 1.1 Condition 17 and Guidance Note 1 section 3.15)

16 The information referred to in items 11, 12, 13, 14 and 15 is required so that ASX can be satisfied that the director or proposed director is of good fame and character under Listing Rule 1 Condition 17.

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o N Item Location/Confirmation 14. For each director or proposed director who is or has in Refer to Annexure 6 – ASX Listing Rules – the past 10 years been a resident of Australia, an original Guidance Note 12 & Results of Results of or certified true copy of a search of the Australian NCO AGM’s held 2014 & 2015: Financial Security Authority National Personal Insolvency Index which is not more than 12 months old (Listing  For current Directors, Neil Rule 1.1 Condition 17 and Guidance Note 1 section 3.15) Warburton, Michael Curnow and Greg Hall

Refer to Annexure 7 – AFSA National Bankruptcy Result

 For current Director, Ross Cotton:

Results of NCO GM held 20 July 2016:

 For incoming Directors, Paul Niardone, Philip Re, Adam Davey and John Kolenda

15. For each director or proposed director who is or has in N/A the past 10 years been a resident of a country other than Australia, an original or certified true copy of an equivalent national bankruptcy check to that mentioned in item 14 above for each country in which the director has resided over the past 10 years (in English or together with a certified English translation) which is not more than 12 months old or if such a check is not available in any such country, a statutory declaration from the director confirming that fact and that he or she has not been declared a bankrupt or been an insolvent under administration in that country or, if that is not the case, a statement to that effect and a detailed explanation of the circumstances involved (Listing Rule 1.1 Condition 17 and Guidance Note 1 section 3.15)

16. A statutory declaration from each director or proposed Refer to Annexure 6 – ASX Listing Rules – director confirming that: Guidance Note 12 & Results of NCO AGM’s (a) the director has not been the subject of any criminal held 2014 & 2015: or civil penalty proceedings or other enforcement action by any government agency in which he or she  For current Directors, Neil was found to have engaged in behaviour involving Warburton, Michael Curnow and fraud, dishonesty, misrepresentation, concealment of Greg Hall material facts or breach of duty; (b) the director has not been refused membership of, or Refer to Annexure 7 – Statutory Declaration: had their membership suspended or cancelled by, any professional body on the ground that he or she has  For current Director, Ross Cotton – engaged in behaviour involving fraud, dishonesty, Scanned copy is attached at misrepresentation, concealment of material facts or Annexure 7 – the original will be breach of duty; delivered to ASX once received (c) the director has not been the subject of any disciplinary action (including any censure, monetary Results of NCO GM held 20 July 2016: penalty or banning order) by a securities exchange or other authority responsible for regulating securities  For incoming Directors, Paul markets for failure to comply with his or her Niardone, Philip Re, Adam Davey and obligations as a director of a listed entity; John Kolenda (d) no listed entity of which he or she was a director (or, in the case of a listed trust, in respect of which he or

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o N Item Location/Confirmation she was a director of the responsible entity) at the time of the relevant conduct has been the subject of any disciplinary action (including any censure, monetary penalty, suspension of trading or termination of listing) by a securities exchange or other authority responsible for regulating securities markets for failure to comply with its obligations under the Listing Rules applicable to that entity; and (e) the director is not aware of any pending or threatened investigation or enquiry by a government agency, professional body, securities exchange or other authority responsible for regulating securities markets that could lead to proceedings or action of the type described in (a), (b), (c) or (d) above, or, if the director is not able to give such confirmation, a statement to that effect and a detailed explanation of the circumstances involved (Listing Rule 1.1 Condition 17 and Guidance Note 1 section 3.15)

17. A specimen certificate/holding statement for each class of To be provided securities to be quoted or a specimen holding statement for CDIs (as applicable)

17 18. Payment for the initial listing fee. $66,656 – To be paid via electronic funds transfer

All entities – capital structure

19. Where in the Offer Document is there a table showing the Refer to Annexure 3 – Prospectus: existing and proposed capital structure of the entity, broken down as follows:  Section 1.12 – Capital Structure – (a) the number and class of each equity security and each Page 14 debt security currently on issue; and (b) the number and class of each equity security and each debt security proposed to be issued between the date of this application and the date the entity is admitted to the official list; and (c) the resulting total number of each class of equity security and debt security proposed to be on issue at the date the entity is admitted to the official list; and (d) the number and class of each equity security proposed to be issued following admission in accordance with material contracts or agreements? Note: This applies whether the securities are quoted or not. If the entity is proposing to issue a minimum, maximum or oversubscription number of securities, the table should be presented to disclose each scenario.

20. For each class of securities referred to in the table Refer to Annexure 3 – Prospectus: mentioned in item 19, where in the Offer Document does

17 See Guidance Notes 15 and 15A for the fees payable on the application. You can also use the ASX online equity listing fees calculator: http://www.asx.com.au/professionals/cost-listing.htm. Payment should be made either by cheque made payable to ASX Operations Pty Ltd or by electronic funds transfer to the following account: Bank: National Australia Bank Account Name: ASX Operations Pty Ltd BSB: 082 057 A/C: 494728375 Swift Code (Overseas Customers): NATAAU3202S If payment is made by electronic funds transfer, please email your remittance advice to ar@asx.com.au or fax it to (612) 9227-0553, describing the payment as the “initial listing fee” and including the name of the entity applying for admission, the ASX home branch where the entity has lodged its application (ie Sydney, Melbourne or Perth) and the amount paid.

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o N Item Location/Confirmation it disclose the terms applicable to those securities?  Section 9.3.1 – Shares – Page 80 Note: This applies whether the securities are quoted or not. For equity securities (other than options to acquire unissued securities or convertible debt securities), this should state whether they are fully paid or partly paid; if they are partly paid, the amount paid up and the amount owing per security; voting rights; rights to dividends or distributions; and conversion terms (if applicable). For options to acquire unissued securities, this should state the number outstanding, exercise prices and expiry dates. For debt securities or convertible debt securities, this should state their nominal or face value; rate of interest; dates of payment of interest; date and terms of redemption; and conversion terms (if applicable).

21. If the entity has granted, or proposes to grant, any rights N/A to any person, or to any class of persons (other than through the holding of securities referred to in the table mentioned in item 19), to participate in an issue of the entity’s securities, where in the Offer Document are details of those rights set out?

22. Details of all issues of securities (in all classes) in the last Refer to Annexure 8: 5 years and the consideration received by the entity for such issues  NCO – Appendix 3B’s  Ausnet – Refer to Ausnet Share Summary Report

23. A copy of every prospectus, product disclosure statement Refer to Annexure 9: or information memorandum issued by the entity in connection with any issue of securities (in all classes) in  NCO – Offer Documents the last 5 years Ausnet confirms they have not issued a prospectus, product disclosure statement or information memorandum over the past 5 years

24. A copy of any court order in relation to a reorganisation Refer to Annexure 8: of the entity’s capital in the last 5 years  NCO – ASX Report on Consolidation/Split – effective 22 July 2016

Ausnet – No

25. Where in the Offer Document does it confirm that the Refer to Annexure 10 – ASX Waiver issue/sale price of all securities for which the entity seeks quotation is at least 20 cents in cash (Listing Rule 2.1 Condition 2)?

26. If the entity has or proposes to have any options on issue, (see above) where in the Offer Document does it confirm that the exercise price for each underlying security is at least 20 cents in cash (Listing Rule 1.1 Condition 11)?

27. If the entity has any partly paid securities and it is not a N/A no liability company, where in the Offer Document does it disclose the entity’s call program, including the date and amount of each proposed call and whether it allows for

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o N Item Location/Confirmation any extension for payment of a call (Listing Rule 2.1 Condition 4)?

28. If the entity’s free float at the time of listing is less than N/A 10%, where in the Offer Document does it outline the entity’s plans to increase that percentage to at least 10% and the timeframe over which it intends to do that (Guidance Note 1 sections 3.1 and 3.3)?

29. If the entity has or proposes to have any debt securities N/A or convertible debt securities on issue, a copy of any trust deed applicable to those securities

30. Is the entity is proposing to offer any securities by way of N/A a bookbuild? If so, please enter “Confirmed” in the column to the right to indicate that the entity is aware of the disclosure requirements for bookbuilds in the Annexure to Guidance Note 1

All entities – other information and documents

31. Where in the Offer Document is there a description of the Refer to Annexure 3 – Prospectus: history of the entity?  Chairman’s Letter – Paragraph 4 onwards – Page 4  Section 1.2 – The Company and Projects – Page 6  Section 1.3 – The Acquisition of Auset Real Estate Services  Section 1.5 – About Ausnet – Page 7  Section 3 – Overview of the Company and the Acquisition of Ausnet – Page 33-40

32. Where in the Offer Document is there a description of the Refer to Annexure 3 – Prospectus: entity’s existing and proposed activities and level of operations?  Chairman’s Letter – Paragraph 4 onwards – Page 4  Section 1.2 – The Company and Projects – Page 6  Section 1.4 – Effect of the Acquisition – Page 6  Section 1.5 – About Ausnet – Page 7  Section 3 – Overview of the Company and the Acquisition of Ausnet – Page 33-40

33. Where in the Offer Document is there a description of the Refer to Annexure 3 – Prospectus: key features of the entity’s business model (ie how it makes or intends to make a return for investors or  Section 1.5 – About Ausnet – What is otherwise achieve its objectives)? the Ausent Business Model – Page 7  Section 3.4 – The Ausnet Business Model – Page 38-40

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o N Item Location/Confirmation

34. Where in the Offer Document is there a description of the Refer to Annexure 3 – Prospectus: material business risks the entity faces?  Section 1.6 – Key Risks – Page 9-11  Section 4 – Risk Factors – Page 41-45

35. If the entity has any child entities, where in the Offer N/A Document is there a list of all child entities stating, in each case, the name, the nature of its business and the entity’s percentage holding in it?

36. If the entity has any investments in associated entities for N/A which it will apply equity accounting, where in the Offer Document is there a list of all associated entities stating, in each case, the name, the nature of its business and the entity’s percentage holding in it?

37. Where in the Offer Document is there a description of the Refer to Annexure 3 – Prospectus: entity’s proposed dividend/distribution policy?  Section 1.1 – Introduction – Page 6  Section 1.17 – Dividend Policy – Page 16  Section 4.1 – Risk Factors Introduction – Paragraph 3 – Page 41  Section 9.3.1 (f) – Shares – Dividends – Page 81  Section 9.3.1 (h) – Shares – Dividends Reinvestment Plan (DRP) – Page 81  Section 9.4.1 (d) – Rights attaching to the Performance Shares – Dividends – Page 82

38. Does the entity have or propose to have a dividend or No current Dividend Reinvestment Plan – distribution reinvestment plan? refer to Prospectus, Section 9.3.1 (h) – Shares – Dividends Reinvestment Plan (DRP) – Page 81

If so, where are the existence and main terms of the plan disclosed in the Offer Document?

A copy of the terms of the plan

39. Does the entity have or propose to have an employee No incentive scheme? If so, where are the existence and main terms of the scheme disclosed in the Offer Document?

Where in the Offer Document is there a statement as to 18 whether directors are entitled to participate in the scheme and, if they are, the extent to which they

18 If the entity applying for admission to the official list is a trust, references to a director mean a director of the responsible entity of the trust.

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o N Item Location/Confirmation currently participate or are proposed to participate?

A copy of the terms of the scheme

40. Has the entity entered into any material contracts Yes (including any underwriting agreement relating to the 19 securities to be quoted on ASX)? If so, where are the existence and main terms of those Refer to Annexure 3 – Prospectus: material contracts disclosed in the Offer Document?  Section 7.1.1 – Share Sale Agreement – Page 69  Section 7.2.1 – Non-Executive Director Appointment Letters – Page 70  Section 7.2.2 – Proposed Director Executive Contracts – Page 70  Section 7.2.3 – Indemnity, Insurance and Access Deeds – Page 70 (NB: The Deed for Ross Cotton will be delivered to ASX at a later date)  Section 7.3.1 – Joint Lead Manager Mandate – Page 71  Section 7.3.2 – Joint Underwriting Agreement – Page 71  Section 7.4.1 – Ausnet Contracts – Introducer Agreement – Page 71

Copies of all of the material contracts referred to in the Refer to Annexure 12 – Material Contracts (as Offer Document detailed above)

41. If the following information is included in the Offer Refer to Annexure 3 – Prospectus: Document, the page reference where it is included. Otherwise, either a summary of the material terms of, or  Section 1.18.4 (c) – Agreements with a copy of, any employment, service or consultancy Directors or Related Parties – Page 21 agreement the entity or a child entity has entered into with: (copies of agreements included in point 40 (a) its chief executive officer (or equivalent) above) (b) any of its directors or proposed directors; or (c) any other person or entity who is a related party of the persons referred to in (a) or (b) above (Listing Rule 3.16.4). Note: if the entity applying for admission to the official list is a trust, references to a chief executive officer, director or proposed director mean a chief executive officer, director or proposed director of the responsible entity of the trust. However, the entity need not provide a summary of the material terms of, or a copy of, any employment, service or consultancy agreement the responsible entity or a related entity has entered into with any of the persons referred to in (a), (b) or (c) above if the costs associated with the agreement are borne by the responsible entity or the related entity from out of its own funds rather than from out of the trust.

42. Please enter “Confirmed” in the column to the right to Confirmed

19 It will assist ASX if the material contracts are provided both in hard copy and in electronic format.

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o N Item Location/Confirmation indicate that the material contracts summarised in the Offer Document include, in addition to those mentioned in item 41, any other material contract(s) the entity or a child entity has entered into with: (a) its chief executive officer (or equivalent) (b) any of its directors or proposed directors; or (c) any other person or entity who is a related party of the persons referred to in (a) or (b) above

43. Please enter “Confirmed” in the column to the right to Confirmed indicate that all information that a reasonable person would expect to have a material effect on the price or value of the securities to be quoted is included in or provided with this Information Form and Checklist

44. A copy of the entity’s most recent annual report Refer to Annexure 5:

 NCO – 30 June 2016 Annual Report (Audited)  Ausnet – 31 December 2015 Financial Report (Audited)  Ausnet – 30 June 2015 Annual Report (Audited)

Entities that are trusts

45. Evidence that the entity is a registered managed N/A investment scheme (Listing Rule 1.1 Condition 5)

46. Please enter “Confirmed” in the column to the right to N/A indicate that the responsible entity is not under an obligation to allow a security holder to withdraw from the trust (Listing Rule 1.1 Condition 5)

Entities applying under the profit test (Listing Rule 1.2)

47. Evidence that the entity is a going concern or the N/A successor of a going concern (Listing Rule 1.2.1)

48. Evidence that the entity has been in the same main N/A business activity for the last 3 full financial years (Listing Rule 1.2.2)

49. Audited accounts for the last 3 full financial years and N/A audit reports (Listing Rule 1.2.3(a))

50. If last financial year ended more than 8 months before N/A the date of this application, accounts for the last half year (or longer period if available) and audit report or review (Listing Rule 1.2.3(b))

51. A pro forma statement of financial position and review N/A 20 (Listing Rule 1.2.3(c))

20 Note: the review must be conducted by a registered company auditor (or if the entity is a foreign entity, an overseas equivalent of a registered company auditor) or independent accountant.

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o N Item Location/Confirmation 52. Evidence that the entity’s aggregated profit from N/A continuing operations for the last 3 full financial years has been at least $1 million (Listing Rule 1.2.4)

53. Evidence that the entity’s profit from continuing N/A operations in the past 12 months to a date no more than 2 months before the date of this application has exceeded $400,000 (Listing Rule 1.2.5)

21 54. A statement from all directors confirming that they have N/A made enquiries and nothing has come to their attention to suggest that the entity is not continuing to earn profit from continuing operations up to the date of the application (Listing Rule 1.2.5A)

Entities applying under the assets test (Listing Rule 1.3)

55. Evidence that the entity: a) Refer to Pro-Forma balance sheet – page 52 (a) has, if the entity that is not an investment entity, net Prospectus. tangible assets of at least $3 million (after deducting the costs of fund raising) or a market capitalisation of at least $10 million; or (b) has, if the entity that is an investment entity other b) N/A than pooled development fund, net tangible assets of at least $15 million; or (c) is a pooled development fund with net tangible assets c) N/A of at least $2 million (Listing Rule 1.3.1 and 1.3.1A)

56. Evidence that: a) N/A (a) at least half of the entity’s total tangible assets (after raising any funds) is not cash or in a form readily 22 convertible to cash; or (b) there are commitments to spend at least half of the b) Refer to Prospectus Source and Use of entity’s cash and assets in a form readily convertible Funds Table – Pg 12-13 to cash (Listing Rule 1.3.2)

57. Is there a statement in the Offer Document that there is Refer to Prospectus Source and Use of Funds enough working capital to carry out the entity’s stated Table – Pg 12-13 objectives. If so, where is it? If not, attach a statement by an independent expert confirming that the entity has enough working capital to carry out its stated objectives (Listing Rule 1.3.3(a))

58. Evidence that the entity’s working capital is at least $1.5 Refer to Pro-Forma balance sheet – page 52 million or, if it is not, that it would be at least $1.5 million Prospectus. if the entity’s budgeted revenue for the first full financial year that ends after listing was included in the working 23 capital (Listing Rule 1.3.3(b))

59. Accounts for the last 3 full financial years (or shorter Refer to Pg 50-51 of the Prospectus for the

21 If the entity applying for admission to the official list is a trust, the statement should come from all directors of the responsible entity of the trust. 22 In deciding if an entity’s total tangible assets are in a form readily convertible to cash, ASX would normally not treat inventories or receivables as readily convertible to cash. 23 For mining exploration entities and oil and gas exploration entities, the amount must be available after allowing for the first full financial year’s budgeted administration costs and the cost of acquiring plant, equipment, mining tenements and/or petroleum tenements. The cost of acquiring mining tenements and/or petroleum tenements includes the cost of acquiring and exercising an option over them.

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o N Item Location/Confirmation period if ASX agrees) and the audit report or review or a past three years accounts as well as those statement that the accounts are not audited or not accounts lodged on ASX Platform. reviewed (Listing Rule 1.3.5(a) first bullet point)

60. If last financial year ended more than 8 months before N/A the date of this application, accounts for the last half year (or longer period if available) and the audit report or review or a statement that the half year accounts not audited or not reviewed (Listing Rule 1.3.5(a) second bullet point)

61. A pro forma statement of financial position and review Refer to Pro-Forma balance sheet – page 52 24 (Listing Rule 1.3.5(c)) Prospectus.

Entities with restricted securities

62. A statement setting out a list of any person (either on Refer to Annexure 3 – Prospectus: their own or together with associates) who has held a relevant interest in at least 10% of the entity’s voting  Section 1.13 – Substantial Holders – securities at any time in the 12 months before the date of Page 15 this application

25 63. A completed ASX Restricted Securities Table To be provided from ASX

64. Copies of all restriction agreements (Appendix 9A) To be provided 26 entered into in relation to restricted securities

65. Copies of all undertakings issued by any bank, recognised N/A trustee or the provider of registry services to the entity in relation to such restriction agreements

Entities (other than mining exploration entities and oil and gas exploration entities) with classified assets27

66. Within the 2 years preceding the date of the entity’s N/A application for admission to the official list, has the entity acquired, or entered into an agreement to acquire, a classified asset? If so, where in the Offer Document does it disclose:  the date of the acquisition or agreement;  full details of the classified asset, including any title particulars;

24 Note: the review must be conducted by a registered company auditor (or if the entity is a foreign entity, an overseas equivalent of a registered company auditor) or independent accountant. 25 An electronic copy of the ASX Restricted Securities Table is available from the ASX Compliance Downloads page on ASX’s website. 26 Note: ASX will advise which restricted securities are required to be escrowed under Listing Rule 9.1.3 as part of the admission and quotation decision. If properly completed restriction agreements and related undertakings have not been provided for all such securities advised by ASX, that will need to be rectified prior to admission occurring and quotation commencing. 27 A “classified asset” is defined in Listing Rule 19.12 as: (a) an interest in a mining exploration area or oil and gas exploration area or similar tenement or interest; (b) an interest in intangible property that is substantially speculative or unproven, or has not been profitably exploited for at least three years, and which entitles the entity to develop, manufacture, market or distribute the property; (c) an interest in an asset which, in ASX’s opinion, cannot readily be valued; or (d) an interest in an entity the substantial proportion of whose assets (held directly, or through a controlled entity) is property of the type referred to in paragraphs (a), (b) and (c) above.

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o N Item Location/Confirmation  the name of the vendor;  if the vendor was not the beneficial owner of the classified asset at the date of the acquisition or agreement, the name of the beneficial owner(s);  details of the relationship between the vendor (or, if the vendor was not the beneficial owner of the tenement at the date of the acquisition or agreement, between the beneficial owner(s)) and the entity or any related party or promoter of the entity; and  details of the purchase price paid or payable and all other consideration (whether legally enforceable or not) passing directly or indirectly to the vendor.

Is the vendor (or, if the vendor was not the beneficial owner of the classified asset at the date of the acquisition or agreement, is any of the beneficial owner(s)) a related party or promoter of the entity? If so, please enter “Confirmed” in the column to the right to indicate that the consideration paid by the entity for the classified asset was solely restricted securities, save to the extent it involved the reimbursement of expenditure 28 incurred in developing the classified asset or the entity was not required to apply the restrictions in Appendix 9B under Listing Rule 9.1.3 (Listing Rule 1.1 Condition 10)

Please also provide a copy of the agreement(s) relating to the acquisition entered into by the entity and any expert’s report or valuation obtained by the entity in relation to the acquisition

Mining entities

67. A completed Appendix 1A Information Form and Checklist N/A 29 Annexure I (Mining Entities)

Oil and gas entities

68. A completed Appendix 1A Information Form and Checklist N/A 30 Annexure II (Oil and Gas Entities)

Entities incorporated or established outside of Australia

69. A completed Appendix 1A Information Form and Checklist N/A 31 Annexure III (Foreign Entities)

Externally managed entities

70. A completed Appendix 1A Information Form and Checklist N/A 32 Annexure IV (Externally Managed Entities)

28 ASX may require evidence to support expenditure claims. 29 An electronic copy of this Appendix is available from the ASX Compliance Downloads page on ASX’s website. 30 An electronic copy of this Appendix is available from the ASX Compliance Downloads page on ASX’s website. 31 An electronic copy of this Appendix is available from the ASX Compliance Downloads page on ASX’s website. 32 An electronic copy of this Appendix is available from the ASX Compliance Downloads page on ASX’s website.

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o N Item Location/Confirmation

Stapled entities

71. A completed Appendix 1A Information Form and Checklist N/A 33 Annexure V (Stapled Entities)

Further documents to be provided before admission to the official list

Please note that in addition to the information and documents mentioned above, all entities will be required to provide the following before their admission to the official list and the quotation of their securities commences:  A statement setting out the names of the 20 largest holders in each class of securities to be quoted, and the number and percentage of each class of securities held by those holders;  A distribution schedule of each class of equity securities to be quoted, setting out the number of holders in the categories:  1 – 1,000  1,001 – 5,000  5,001 – 10,000  10,001 – 100,000  100,001 and over

 The number of holders of a parcel of securities (excluding restricted securities) with a value of more than $2,000, based on the issue/sale price;  34 Any outstanding restriction agreements (Appendix 9A) and related undertakings; and  35 Any other information that ASX may require under Listing Rule 1.17.

33 An electronic copy of this Appendix is available from the ASX Compliance Downloads page on ASX’s website. 34 See note 26 above. 35 Among other things, this may include evidence to verify that an entity has met Listing Rule 1 Condition 7 and achieved minimum spread without using artificial means (see Guidance Note 1 section 3.6).

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