Change of Director’s Interest Notice x 2
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y Change of Director’s Interest Notice Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 30/09/01 Amended 01/01/11
Name of entity THE AGENCY GROUP AUSTRALIA LIMITED ABN 118 913 232
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director Adam Davey
Date of last notice 10 October 2019
Part 1 – Change of director’s relevant interests in securities In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
Direct or indirect interest Direct
Nature of indirect interest – (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.
Date of change 4 April 2022
+ See chapter 19 for defined terms.
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Appendix 3Y Change of Director’s Interest Notice
No. of securities held prior to change DIRECT 266,667 Performance Shares
INDIRECT 32,516 Ordinary Shares Held by Court Securities Pty Ltd (Director & Beneficiary)
135 Ordinary Shares Held by Mr Adam Davey <Tony Leibowitz & Noah Davey> (Trustee)
16,108 Ordinary Shares Held by Mr Adam Davey & Mrs Marisa Davey <The Davey Super Fund A/C> (Beneficiary)
1,105,493 Ordinary Shares 333,333 Options exercisable at 30 cents expiring 11 Jan 2022 Held by Mr Adam Davey <Shenton Park Investments A/C> (Beneficiary)
55 Ordinary Shares Held by Mrs Marisa Davey (Spouse)
Class 1. Ordinary Shares 2. Performance Shares 3. Options exercisable at 30 cents expiring 11 Jan 2022 Number acquired 1. 1 Ordinary Share on conversion of 266,667 Performance Shares on non- vesting/expiry.
Number disposed 2. Expiry and non-vesting of 266,667 Performance Shares 3. Expiry of 333,333 Options exercisable at 30 cents expired 11 Jan 2022 Value/Consideration – Note: If consideration is non-cash, provide details and estimated valuation
+ See chapter 19 for defined terms.
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Appendix 3Y Change of Director’s Interest Notice
No. of securities held after change, DIRECT 1 Ordinary Share
INDIRECT 32,516 Ordinary Shares Held by Court Securities Pty Ltd (Director & Beneficiary)
135 Ordinary Shares Held by Mr Adam Davey <Tony Leibowitz & Noah Davey> (Trustee)
16,108 Ordinary Shares Held by Mr Adam Davey & Mrs Marisa Davey <The Davey Super Fund A/C> (Beneficiary)
1,105,493 Ordinary Shares Held by Mr Adam Davey <Shenton Park Investments A/C> (Beneficiary) tfrd 18/8/21
55 Ordinary Shares Held by Mrs Marisa Davey (Spouse)
Nature of change 1. Expiry of Performance Shares on non- Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back vesting and converted to 1 ordinary share 2. Expiry of Options
Part 2 – Change of director’s interests in contracts Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
Detail of contract Not applicable.
Nature of interest Not applicable.
Name of registered holder Not applicable. (if issued securities)
Date of change Not applicable.
+ See chapter 19 for defined terms.
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Appendix 3Y Change of Director’s Interest Notice
No. and class of securities to which Not applicable. interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed
Interest acquired Not applicable.
Interest disposed Not applicable.
Value/Consideration Not applicable. Note: If consideration is non-cash, provide details and an estimated valuation
Interest after change Not applicable.
Part 3 – +Closed period
Were the interests in the securities or contracts detailed No. above traded during a +closed period where prior written clearance was required? If so, was prior written clearance provided to allow the Not applicable. trade to proceed during this period? If prior written clearance was provided, on what date was Not applicable. this provided?
+ See chapter 19 for defined terms.
Appendix 3Y Page 4 01/01/2011
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y Change of Director’s Interest Notice Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 30/09/01 Amended 01/01/11
Name of entity THE AGENCY GROUP AUSTRALIA LIMITED ABN 118 913 232
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director Paul Niardone
Date of last notice 8 October 2019
Part 1 – Change of director’s relevant interests in securities In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
Direct or indirect interest Direct & Indirect
Nature of indirect interest 1.) Asset Corporate & Investor Relations (including registered holder) Pty Ltd Trading as Chapter One Note: Provide details of the circumstances giving rise to the relevant interest. Advisors (Director and beneficiary)
2.) Trindis Pty Ltd (Director & Beneficiary)
Date of change 4 April 2022 11 April 2022 – Performance Shares
+ See chapter 19 for defined terms.
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Appendix 3Y Change of Director’s Interest Notice
No. of securities held prior to change INDIRECT Trindis Pty Ltd (Director & Beneficiary)
3,186,951 Ordinary Shares
411,111 Performance Shares
Spouse 56 Ordinary Shares
Asset Corporate & Investor Relations Pty Ltd Trading as Chapter One Advisors (Director and beneficiary)
1,052,016 Ordinary Shares
Class Fully paid ordinary shares Class A Performance Shares Class B Performance Shares Number acquired 1.) 1 Ordinary Shares on conversion of 411,111 Performance Shares on non-vesting/expiry. 2.) 8,000,000 Class A Performance Shares 3.) 3,000,000 Class B Performance Shares
Number disposed – Expiry and non-vesting of 411,111 Performance Shares – No longer a related party of Asset Corporate & Investor Relations Pty Ltd Trading as Chapter One Advisors holding 1,052,016 Ordinary Shares
Value/Consideration 1. Nil Note: If consideration is non-cash, provide details and estimated valuation 2. With reference to the NoM for AGM held on 28 January 2022 – schedule 4 Class A – $408,000 Class B – $130,050
+ See chapter 19 for defined terms.
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Appendix 3Y Change of Director’s Interest Notice
No. of securities held after change, DIRECT 1 Ordinary Share
8,000,000 Class A Performance Shares 3,000,000 Class B Performance Shares
INDIRECT Trindis Pty Ltd (Director & Beneficiary)
3,186,951 Ordinary Shares
Spouse 56 Ordinary Shares
Nature of change 1. Expiry of Performance Shares on non- Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back vesting and converted to 1 ordinary share 2. Issue of Class A & Class B Performance Shares in line with shareholder approval received at its AGM held on 28 Jan 2022, Resolution 5.
Part 2 – Change of director’s interests in contracts Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
Detail of contract Not applicable.
Nature of interest Not applicable.
Name of registered holder Not applicable. (if issued securities)
Date of change Not applicable.
No. and class of securities to which Not applicable. interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed
Interest acquired Not applicable.
Interest disposed Not applicable.
+ See chapter 19 for defined terms.
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Appendix 3Y Change of Director’s Interest Notice
Value/Consideration Not applicable. Note: If consideration is non-cash, provide details and an estimated valuation
Interest after change Not applicable.
Part 3 – +Closed period
Were the interests in the securities or contracts detailed No. above traded during a +closed period where prior written clearance was required? If so, was prior written clearance provided to allow the Not applicable. trade to proceed during this period? If prior written clearance was provided, on what date was Not applicable. this provided?
+ See chapter 19 for defined terms.
Appendix 3Y Page 4 01/01/2011