Notification regarding unquoted securities – AU1
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Announcement Summary
Entity name THE AGENCY GROUP AUSTRALIA LTD
Date of this announcement Thursday November 30, 2023
The +securities the subject of this notification are: Other
Total number of +securities to be issued/transferred
Total number of ASX +security +securities to be code Security description issued/transferred Issue date
New class – code Options exercisable at 5 cents expiring 30-Nov 1,500,000 30/11/2023 to be confirmed 2026
Refer to next page for full details of the announcement
Notification of Issue, Conversion or Payment up of Unquoted 1/7 Equity Securities
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 1 – Entity and announcement details
1.1 Name of entity THE AGENCY GROUP AUSTRALIA LTD
We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.
1.2 Registered number type Registration number ABN 52118913232
1.3 ASX issuer code AU1
1.4 The announcement is New announcement
1.5 Date of this announcement 30/11/2023
Notification of Issue, Conversion or Payment up of Unquoted 2/7 Equity Securities
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 2 – Issue details
2.1 The +securities the subject of this notification are: Other
Please specify Options issued as part fee consideration under an agreement to provide services
2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which: does not have an existing ASX security code (“new class”)
Notification of Issue, Conversion or Payment up of Unquoted 3/7 Equity Securities
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 3C – number and type of +securities the subject of this notification (new class) where issue has not previously been notified to ASX
in an Appendix 3B
New +securities
ASX +security code +Security description New class – code to be confirmed Options exercisable at 5 cents expiring 30-Nov 2026
+Security type ISIN code Options
Date the +securities the subject of this notification were issued 30/11/2023
Will all the +securities issued in this class rank equally in all respects from their issue date? Yes
Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under listing rule 6.1? No
Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being issued.
Options Details
+Security currency Exercise price Expiry date AUD – Australian Dollar AUD 0.05000000 30/11/2026
Details of the existing class of +security that will be issued upon exercise or conversion of this new class of company option Other
Description Ordinary Fully Paid Shares
Any other information the entity wishes to provide about the +securities the subject of this notification
Notification of Issue, Conversion or Payment up of Unquoted 4/7 Equity Securities
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Please provide any further information needed to understand the circumstances in which you are notifying the issue of these +securities to ASX, including why the issue of the +securities has not been previously announced to the market in an Appendix 3B Issued under an agreement as part fee consideration for services to be provided.
Issue details
Number of +securities 1,500,000
Were the +securities issued for a cash consideration? No
Please describe the consideration being provided for the +securities in lieu of cash for services
Purpose of the issue To pay for services rendered
Additional Details
Notification of Issue, Conversion or Payment up of Unquoted 5/7 Equity Securities
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 4 – +Securities on issue
Following the issue, conversion or payment up of the +securities the subject of this application, the +securities of the entity will comprise: (A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)
4.1 Quoted +Securities (Total number of each +class of +securities quoted)
Total number of ASX +security code and description +securities on issue
AU1 : ORDINARY FULLY PAID 428,576,589
4.2 Unquoted +Securities (Total number of each +class of +securities issued but not quoted on ASX)
Total number of ASX +security code and description +securities on issue
AU1AF : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES 20,000,000
AU1AG : PERFORMANCE SHARES 11,000,000
New class – code to be confirmed : Options exercisable at 5 cents expiring 30-Nov 2026 1,500,000
Notification of Issue, Conversion or Payment up of Unquoted 6/7 Equity Securities
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 5 – Other Listing Rule requirements
5.1 Were the +securities issued under an exception in Listing Rule 7.2 and therefore the issue did not need any security holder approval under Listing Rule 7.1? No
5.2 Has the entity obtained, or is it obtaining, +security holder approval for the issue under listing rule 7.1? No
5.2b Are any of the +securities being issued without +security holder approval using the entity’s 15% placement capacity under listing rule 7.1? Yes
5.2b.1 How many +securities are being issued without +security holder approval using the entity’s 15% placement capacity under listing rule 7.1? 1500000
5.2c Are any of the +securities being issued without +security holder approval using the entity’s additional 10% placement capacity under listing rule 7.1A (if applicable)? No
Notification of Issue, Conversion or Payment up of Unquoted 7/7 Equity Securities